Did the Auditor Do Enough? AU-C 330: Performing Audit Procedures in Response to Assessed Risks

Note: *Exclusively for employees of the United States Department of Transportation (USDOT) and State DOTs.

For Departments of Transportation, where compliance is critical, understanding whether audit procedures truly address identified risks is essential. Join Kellianne Mayer for this webinar where she'll provide a practical overview of AU-C 330, focusing on how auditors design and implement effective responses to assessed risks of material misstatement and what "enough" really looks like in practice.

 Participants will build a clear understanding of the Standard's core requirements and learn how to translate risk assessment into targeted audit procedures. Additionally, through real-world and application-focused examples, attendees will learn how to evaluate and document audit responses to support compliance and professional judgment.

Learning Objectives:

• Describe the key requirements of AU-C 330 and the auditor’s responsibility for responding to assessed risks of material misstatement.
• Apply appropriate audit procedures in response to various assessed risks, including significant risks.
• Evaluate the Sufficiency and Appropriateness of Audit Procedures CPE: 1.5 NASBA Credits

Credit Type: Accounting (Govermental)
Program Level: Basic
Delivery Method: Group Internet-Based
No advanced preparation or prerequisites are required for this course.

Stambaugh Ness is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State Boards of Accountancy have the final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

For more information regarding refunds, concerns, and program cancellation policies, please contact [email protected].